While FINRA will never ask you for money, there are scammers who might try to convince you otherwise. These financial fraudsters are posing as regulators and can look surprisingly real. Revisit this episode of FINRA 101 to learn what to look out for: https://bit.ly/3doMfKN
Before considering investments involving crypto assets, be sure you understand the unique nature and risks of these offerings. Learn about this, as well as key terms and other important information in our new crypto assets content. Learn more:▶️ https://bit.ly/41BzxPV
🎙️ New podcast incoming! In our first episode of the year, we sit down with Gerri Walsh, President of the FINRA Investor Education Foundation and Senior VP of Investor Education, to uncover the must-know trends and top tips investors need to get their finances in order for 2025. Listen here 🎧 https://bit.ly/4gVGFes
Shell companies—companies that have no or nominal business operations or non-cash assets for an extended period of time—can be used for legitimate purposes. However, they can also be used by fraudsters as vehicles for stock manipulation. Learn more: ▶️ https://bit.ly/3YREvF3
Social isolation raises the risk of investment fraud victimization, especially for older investors. See our updated Investor Insights article, written in collaboration with NASAA, CFTC, SEC and the NFA. Discover the warning signs of senior exploitation and how to protect yourself and your loved ones. Learn more: ▶️ https://bit.ly/3a4X6p6
What is FINRA?
Avenues for charitable giving today go beyond traditional cash donations made directly to nonprofit organizations. Investment vehicles designed specifically for charitable donations provide opportunities to contribute other financial assets, including securities and property, and might also provide you with certain benefits, such as tax deductions or regular income payments. Learn more here ▶️ https://bit.ly/4esVhA5
On the latest hashtag#FINRAUnscripted, we sit down with FINRA's Special Investigations Unit (SIU) Senior Director, Gargi Sharma, and investigative directors from her team as they share how they proactively identify and mitigate threats related to money laundering and other frauds. Listen here 🎧 https://bit.ly/3Z1qXYT
The hashtag#metaverse has the potential to play a meaningful role in the future of the financial industry. Staff from FINRA's Office of Financial Innovation launched a research initiative focusing on the opportunities and risks that the metaverse may present for the industry. Watch the video below to learn more and read about it here! ▶️ https://bit.ly/40iKDsu
This year on Veteran's Day, we're fortunate to have the perspective of Principal Analyst, Peter Toberman, sharing the impact of the Employee Resource Group at FINRA. Join us in honoring their unparalleled strength and resilience!
